Unified Compliance

Financial institutions must now grapple with compliance demands: recording all communications due to regulations like Dodd-Frank, KYC, AML, MAR and MiFID II. At the same time, regulators are moving to stricter enforcement and intensifying fines – witness SEC’s $2 billion and ESMA’s €21 million MiFID II penalties as examples.

Remote working is also amplifying the use of apps and collaboration tools (WhatsApp, Teams, Zoom etc) and with it, compliance challenges. Navigating the balance between compliance and workplace productivity is therefore paramount for financial organizations.

Learn more by reading this Whitepaper.

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Date: 1.8.2018

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1Global

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